Current Developments in Compliance Programs' Ethics Considerations for Compliance Officers and Attorneys

Theodore Banks, Partner, Scharf Banks Marmor LLC.

2021-09-20

  • This session will provide an overview of the ethical considerations that face anyone involved in compliance activities whether or not they are attorneys

  • Recent developments over the last year will be presented, including situations where compliance officers have become personally liable for failures in the compliance programs they were directing

  • There will also be a discussion of certain areas, such as technology, posing ethical obligations that might surprise a compliance officer

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