SCCE Conference Slides and Recordings

  1. Member Exclusive- Risk Assessment: Foundation for Building an Effective Ethics & Compliance Program

    2021 SCCE Webinar  | December 02, 2021 

    • Describing a universal model to identify your entity's universe of risk
    • Explaining the assessment process{br/}

    • Using examples to walk through each assessment step on the path to understand how the assessment feeds into a functioning compliance and ethics program{br/}

  2. ACC Data Steward Program: A New Industry Model for Evaluating Law Firm Security

    2021 SCCE Webinar  | December 01, 2021 

    • Why it's difficult for companies to assess their law firms today, and why firms hate the traditional security assessment approach

    • How the ACC Data Steward Program has developed a standard, relevant and easier approach

    • How global standards such and NIST and ISO are winning out over proprietary control if the right controls are selected

    • How this model could become the standard approach across all industries

  3. Handling Remote Compliance Audit Challenges in the Developing World

    2021 SCCE Webinar  | November 30, 2021 

    • Objectives: Setting up for success: The importance of game-planning and scoping remote audits

    • Practical tips: Effectively executing key audit processes from afar

    • Managing remotely: Fostering cooperation, exercising oversight, and navigating organizational politics

  4. Contextualizing Risk Prior to Procuring Medical Devices

    2021 HCCA Webinar  | November 18, 2021 

    • Learn about different types of cybersecurity risk for IoMT devices and the factors that contribute to them

    • Understand how HDOs should evaluate cybersecurity risk in the pre-procurement phase

    • Understand how to mitigate cybersecurity risk post-procurement using configuration hardening

    • Learn how to incorporate cybersecurity risk into the decision to connect standalone medical devices

  5. Modern Slavery and Supply Chain Compliance in the UK and the EU

    2021 SCCE Webinar  | November 16, 2021 

    • Understanding what the UK modern slavery regime is all about and what the key recent developments have been, including possible changes to the rules, the new registry and compliance letter campaign, and the UK Parliamentary inquiry into China

    • Key developments to be aware of in the EU, including laws in EU countries and what looks like an emerging EU ESG regime

    • Top tips for where you need to be to comply

  6. Investigations (2021 Seattle)

    2021 Seattle Regional Compliance and Ethics Conference  | November 12, 2021 

    • Building an investigations team

    • Impact of the pandemic on conducting investigations

    • Best practices

  7. The Importance of a Working CMS in a High-Risk Environment

    2021 Columbus Regional Compliance & Ethics Conference  | November 05, 2021 

    • Introduction of typical shortcoming of a Compliance Management System and how this can influence its effectiveness

    • Introduction of Daimlers Compliance Management Systems

    • Focus on the mitigation of Third Party Risk and sanction screening

  8. Carpe Datum: Seizing the Powering of Your Data to Drive an Effective Ethics and Compliance Monitoring

    2021 SCCE Webinar  | October 28, 2021 

    • Gain buy-in to build and properly resource a compliance monitoring program

    • Explore successful compliance monitoring models, including design, execution, and reporting

    • Know how to avoid pitfalls and challenges when using data to evaluate program effectiveness

  9. Successfully navigating the changing landscape for Ambassador programs

    2021 Leading an Effective Ethics & Compliance Ambassadors Program  | October 14, 2021 

    • Embracing the range of approaches from ethics to compliance to both

    • Defining and evolving the approach for your organization

    • Building an understanding of the program's vision

  10. Carpe Datum: Seizing the Powering of Your Data to Drive an Effective Ethics and Compliance Monitoring Program

    2021 Washington DC Regional Compliance & Ethics Conference  | October 08, 2021 

    • Gain buy-in to build and properly resource a compliance monitoring program

    • Explore successful compliance monitoring models, including design, execution and reporting

    • Know how to avoid pitfalls and challenges when using data to evaluate program effectiveness

  11. Locking Out Those Third Party Cookies

    2021 SCCE Webinar  | October 04, 2021 

    • The current and future legal landscape for first and third party cookies

    • Regulatory investigations into unlawful tracking

    • The need for transparent cookie permissions to give genuine control to citizens

    • The options for automated controls over unwanted data collection

  12. Eyes Wide Shut: Effective Ethics and Compliance Due Diligence in Mergers and Acquisitions

    2021 Europe Regional Compliance & Ethics Conference  | September 29, 2021 

    • Recognize potential pitfalls during compliance due diligence in M&A

    • Understand emerging trends from regulators in post-closing phase of an M&A transaction

    • How to uncover past or ongoing violations in key areas such as sanctions and anti-bribery and corruption

  13. I-9 Compliance with an Increasingly Remote Workforce

    2021 SCCE Webinar  | September 29, 2021 

    • Unique challenges for completing Forms I-9 for remote workers

    • Covid-19 I-9 flexibility and limitations

    • Implications forI-9 compliance violations and best practices for audits

  14. Polish Your Brand! Make Your Values Apply to Current Issues

    2021 Compliance & Ethics Institute (CEI)  | September 19, 2021 

    • Values are your brand/culture, so it's essential to state them clearly in code and enforce them

    • Values must be discussed in view of current issues for clarity with employees on how to act

    • Decisions must be made on brand re: safety/COVID-19, climate change, treatment of others beyond the law

  15. Ethics and Compliance in an Age of Disruptions

    2021 Scottsdale Regional Compliance & Ethics Conference  | September 17, 2021 

    This session will present a historical overview of the evolution of the compliance and ethics profession. The discussion will explore key events that have been, and continue, shaping the compliance and ethics profession, including:{br/}

    • Where have we been?

    • Where are we now?

    • Where are we going?

  16. Effective Use of Privacy Impact Assessments

    2021 SCCE Webinar  | September 13, 2021 

    • What is a PIA and a DPIA?

    • Who should instigate assessments?

    • How and when to use assessments?

    • The relationship between assessments and privacy by design, and legal grounds for processing personal data.

  17. Compliance Policy Management

    2021 SCCE Webinar  | September 07, 2021 

    • How to position compliance policies as the integral part of your program they are meant to be

    • Policies within the context of the US Sentencing Guidelines and the DOJ's "Evaluation of Corporate Compliance Programs"

    • Engaging stakeholders from other corporate functions

    • Policy quality and the role of the "Policy on Policies"

    • Policy approval and ownership

    • The value of a corporate policy center

  18. They did what?! Conducting Effective Workplace Investigations

    2021 SCCE Webinar  | August 19, 2021 

    • Attendees will understand the policies and practices that must be in place before an investigation occurs

    • Participants will recognize the steps that need to be taken to conduct an investigation effectively

    • Attendees will learn the questions that should be asked to the person that is being investigated, the person that raised the complaint, and any witnesses

    • Participants will understand the steps that must be taken to conclude the investigation

    • Attendees will know the reasons that investigations over the same conduct may result in different levels of discipline

  19. Merely Bystanders: The Psychology of Courage and Inaction

    2021 Atlanta Regional Compliance & Ethics Conference  | August 13, 2021 

    • Understand the prevalence of people staying silent in the face of problematic behavior in their personal and professional lives

    • Describe the three factors that inhibit people from speaking up

    • Learn specific practical strategies for speaking up and taking action

  20. FCPA Enforcement Trends and Developments: 2021 (August 2021)

    2021 SCCE Webinar  | August 03, 2021 

    • Recent FCPA Enforcement Developments

    • Recent Major Cases and Key Takeaways

    • DOJ/SEC FCPA Investigations in the COVID-19 Era

    • What to Watch for Between Now and the End of the Year

  21. Update on China and Russia: Restrictions and Best Practices

    2021 SCCE Webinar  | Presenter(s): Thad McBride  | June 01, 2021 

    • Develop greater understanding of the main U.S. trade restrictions on China and Russia

    • Gain familiarity into key compliance issues under current restrictions, including related to exports, supply chains, and working with third parties

    • Learn best practices for conducting due diligence and spotting and addressing compliance issues

  22. Supplier Codes of Conduct - Risk Mitigation and Recent Trends

    2021 Seattle Regional Compliance and Ethics Conference  | November 12, 2021 

    • Best practices in supplier risk mitigation through Supplier Codes of Conduct

    • Recent trends in supplier code composition

    • Techniques for enhancing monitoring the effectiveness of supplier codes

  23. Global Update on Data Privacy Laws

    2021 Columbus Regional Compliance & Ethics Conference  | November 05, 2021 

    • When did privacy principles start

    • What are the current trends

    • Are there similarities around the world

    • What does 2022 bring

  24. Optimizing the structure of your program to maximize effectiveness

    2021 Leading an Effective Ethics & Compliance Ambassadors Program  | October 14, 2021 

    • Setting and managing program expectations with management and ambassadors

    • Securing management support for an actionable reporting process

    • Reinventing your organization's infrastructure for the new environment