The 'fix' part of compliance

By Thomas R. Fox

Thomas R. Fox (tfox@tfoxlaw.com) is the Compliance Evangelist.

One of the big differences between a corporate Compliance function and an in-house Legal department is that Compliance is there to prevent, find, and fix problems, and the Legal department exists to protect a company from the problems it gets itself into. Moreover, as Roy Snell continually reminds us, it is this “fix” component that requires a chief compliance officer (CCO) to remediate problems, even when a corporate law department is trying to protect the company from criminal or civil liability.

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