2021 SCCE Webinar

  1. Member Exclusive- Risk Assessment: Foundation for Building an Effective Ethics & Compliance Program

    2021 SCCE Webinar  | December 02, 2021 

    • Describing a universal model to identify your entity's universe of risk
    • Explaining the assessment process{br/}

    • Using examples to walk through each assessment step on the path to understand how the assessment feeds into a functioning compliance and ethics program{br/}

  2. ACC Data Steward Program: A New Industry Model for Evaluating Law Firm Security

    2021 SCCE Webinar  | December 01, 2021 

    • Why it's difficult for companies to assess their law firms today, and why firms hate the traditional security assessment approach

    • How the ACC Data Steward Program has developed a standard, relevant and easier approach

    • How global standards such and NIST and ISO are winning out over proprietary control if the right controls are selected

    • How this model could become the standard approach across all industries

  3. Handling Remote Compliance Audit Challenges in the Developing World

    2021 SCCE Webinar  | November 30, 2021 

    • Objectives: Setting up for success: The importance of game-planning and scoping remote audits

    • Practical tips: Effectively executing key audit processes from afar

    • Managing remotely: Fostering cooperation, exercising oversight, and navigating organizational politics

  4. Modern Slavery and Supply Chain Compliance in the UK and the EU

    2021 SCCE Webinar  | November 16, 2021 

    • Understanding what the UK modern slavery regime is all about and what the key recent developments have been, including possible changes to the rules, the new registry and compliance letter campaign, and the UK Parliamentary inquiry into China

    • Key developments to be aware of in the EU, including laws in EU countries and what looks like an emerging EU ESG regime

    • Top tips for where you need to be to comply

  5. Carpe Datum: Seizing the Powering of Your Data to Drive an Effective Ethics and Compliance Monitoring

    2021 SCCE Webinar  | October 28, 2021 

    • Gain buy-in to build and properly resource a compliance monitoring program

    • Explore successful compliance monitoring models, including design, execution, and reporting

    • Know how to avoid pitfalls and challenges when using data to evaluate program effectiveness

  6. Locking Out Those Third Party Cookies

    2021 SCCE Webinar  | October 04, 2021 

    • The current and future legal landscape for first and third party cookies

    • Regulatory investigations into unlawful tracking

    • The need for transparent cookie permissions to give genuine control to citizens

    • The options for automated controls over unwanted data collection

  7. I-9 Compliance with an Increasingly Remote Workforce

    2021 SCCE Webinar  | September 29, 2021 

    • Unique challenges for completing Forms I-9 for remote workers

    • Covid-19 I-9 flexibility and limitations

    • Implications forI-9 compliance violations and best practices for audits

  8. Effective Use of Privacy Impact Assessments

    2021 SCCE Webinar  | September 13, 2021 

    • What is a PIA and a DPIA?

    • Who should instigate assessments?

    • How and when to use assessments?

    • The relationship between assessments and privacy by design, and legal grounds for processing personal data.

  9. Compliance Policy Management

    2021 SCCE Webinar  | September 07, 2021 

    • How to position compliance policies as the integral part of your program they are meant to be

    • Policies within the context of the US Sentencing Guidelines and the DOJ's "Evaluation of Corporate Compliance Programs"

    • Engaging stakeholders from other corporate functions

    • Policy quality and the role of the "Policy on Policies"

    • Policy approval and ownership

    • The value of a corporate policy center

  10. They did what?! Conducting Effective Workplace Investigations

    2021 SCCE Webinar  | August 19, 2021 

    • Attendees will understand the policies and practices that must be in place before an investigation occurs

    • Participants will recognize the steps that need to be taken to conduct an investigation effectively

    • Attendees will learn the questions that should be asked to the person that is being investigated, the person that raised the complaint, and any witnesses

    • Participants will understand the steps that must be taken to conclude the investigation

    • Attendees will know the reasons that investigations over the same conduct may result in different levels of discipline

  11. FCPA Enforcement Trends and Developments: 2021 (August 2021)

    2021 SCCE Webinar  | August 03, 2021 

    • Recent FCPA Enforcement Developments

    • Recent Major Cases and Key Takeaways

    • DOJ/SEC FCPA Investigations in the COVID-19 Era

    • What to Watch for Between Now and the End of the Year

  12. Update on China and Russia: Restrictions and Best Practices

    2021 SCCE Webinar  | Presenter(s): Thad McBride  | June 01, 2021 

    • Develop greater understanding of the main U.S. trade restrictions on China and Russia

    • Gain familiarity into key compliance issues under current restrictions, including related to exports, supply chains, and working with third parties

    • Learn best practices for conducting due diligence and spotting and addressing compliance issues

  13. Ten Critical Lessons for Benchmarking Your Program Against the DOJ's Evaluation Guidance

    2021 SCCE Webinar  | Presenter(s): Kristy Grant-Hart  | June 14, 2021 

    • Learn how to evaluate your program through the eyes of a prosecutor using their guidance

    • Discover the meaning of repetitiveword use to understand what is truly important

    • Obtain the skills to discern where to focus your energy to make your program the best it can be

  14. Applying the COSO ERM Framework to Compliance (May 2021)

    2021 SCCE Webinar  | Presenter(s): Gerry Zack  | May 19, 2021 

    • Understand the relationships between Enterprise Risk Management (ERM), Internal Controls, and Compliance & Ethics Programs

    • Learn practical applications of ERM to Compliance Risk Management

    • Map key characteristics of compliance & ethics programs to the ERM framework

  15. The Bid War: Navigating the Compliance Battlefield in Government Bids

    2021 SCCE Webinar  | Presenter(s): Kate Hamann, Giles Carter, Jenny Carmichael  | May 18, 2021 

    • What are the bidding rules and where do you find them? (E.g., there are the rules in the bid/issuing agency rules, there are the local jurisdiction rules, and there are the funder rules.)

    • Conducting appropriate due diligence - Who should you conduct due diligence on during the government bidding process and what should you look for in terms of "red flags"

    • Handling potentially confidential information - What should you be aware of when reviewing and discussing bid specifications and pricing information

    • Interacting with government officials - What policies should you have with respect to gifts, travel, and entertainment when it comes to government officials and how can you properly provide input on tender requests when asked by the procuring agency; Perfectly acceptable, and even encouraged, communication in one jurisdiction/bid may be completely prohibited in another

  16. Effective Compliance Risk Management in Environments of Increasing Regulatory Expectations

    2021 SCCE Webinar  | Presenter(s): Stephanie Trossbach  | May 11, 2021 

    • Understanding the importance of compliance risk management for a robust compliance program

    • Getting to know the “drivers” of compliance risk management in companies (compliance risk management as part of the internal controlsystem, FCPA and UK Bribery Act, other international standards)

    • Learning of how to identify and assess compliance risks in companies

    • How to tackle compliance risk assessments as a compliance responsible: 5 steps practical approach

  17. The CCPA or CPRA and Beyond: US Consumer Privacy Laws and Bills and How to Stay Sane

    2021 SCCE Webinar  | Presenter(s): Teresa Troester-Falk, Rachel Glasser, Debrah Howitt  | May 05, 2021 

    • California’s privacy laws (CCPA/CPRA) - highlight of changes under CPRA

    • Virginia's CDPA - operational compliance obligations

    • State of the State of US Consumer Privacy Bills

    • Roadmap to success - experience from the Trenches

  18. Best Practices in Third Party Risk Management

    2021 SCCE Web Conference  | Presenter(s): Patrick Wellens  | April 28, 2021 

    • Key Challenges/opportunities when implementing a third party due diligence system

    • Project (implementation) team

    • Project scope

    • Integration with other systems

    • Escalation and extended risk assessments

    • Supplier questionnaires vs external databases

    • Ownership of third party risk

  19. Anti-Bribery Risk Assessments: Measuring Business Bribery Risk, Updating Procedures

    2021 SCCE Web Conference  | Presenter(s): Alexandra Wrage, Dan Seltzer  | April 13, 2021 

    • How to scope a global risk assessment and identify your most significant risk areas

    • Developing an effective workplan for conducting risk assessments, mapping risks, and updating procedures to detect new vulnerabilities

    • Executing a plan to mitigate issues identified via risk assessment and updating procedures

  20. Building Governance Frameworks for Better Compliance

    2021 SCCE Web Conference  | Presenter(s): Alberto Melgoza  | April 08, 2021 

    • What is a governance framework?

    • Understanding the relevance of a governance framework from the perspective of: risk, climate (communication & trust), accountability, ethics (values & decision making) and behavior (conduct)

    • How to develop a governance framework that allows for effective compliance, and in consequence lesser liability

    • Who is accountable for the governance framework? Why?

    • Consequences of not designing and implementing a proper governance framework

    • Examples of liabilities for not having nor complying with the governance framework

  21. Building Global Compliance and Ethics Programs for International Organizations

    2021 SCCE Web Conference  | Presenter(s): Raymond Justice  | April 07, 2021 

    • Understand different compliance & ethic program models used by international organizations

    • How different structures work for different organizational sizes

    • What model(s) work for addressing compliance & ethical issues and challenges organizations face internationally

    • How organizations can grow their compliance & ethics programs over time by investment

  22. Antitrust Compliance 2.0: Tackling the Toughest Parts of the DOJ Compliance Program Guidance (2021 Web Conference)

    2021 SCCE Web Conference  | Presenter(s): Pedro de la Torre, Marvin Price, Douglas Tween  | March 18, 2021 

    • Examine in detail the latest U.S. Department of Justice Antitrust Division compliance guidance

    • Understand the DOJ’s expectations with respect to risk assessments, auditing and monitoring, information exchange, and tracking competitor contacts

    • Learn evolving competition compliance best practices, as well as tips and tools from in-house experts and former enforcers to manage risk

  23. Calling All Champions! Best Practices for Establishing an Ethics Champion Network

    2021 SCCE Web Conference  | Presenter(s): Cristina Potter, Shauna Brookshier, Chelsea Dunkle  | February 16, 2021 

    • Learners should be able to define and create criteria for establishing an Ethics Ambassador program

    • Learners should be able to articulate the value of an Ethics Ambassador program to their Board of Directors

    • Learners should be able to design, implement and evaluate their Ethics Ambassador program