Table of Contents Introduction to Evaluation Processes, Investigations, and Noncompliance Response Government and Professional Resources Monitoring Auditing Resource: Sample Compliance Program Audit Plan Program Self-Assessment Internal Investigations Resource: Sample Checklist for Assessing Investigation Capabilities Resource: Sample Internal Investigations Policy Resource: Sample Upjohn Warning Resource: Sample Instructions to Witnesses Resource: Sample Evidence Collection Worksheet Resource: Sample Key Allegations Worksheet Resource: Sample Key Facts Worksheet Resource: Sample Investigation Report Form 1 Resource: Sample Investigation Report Form 2 Resource: Sample Policy Against Retaliation Discipline and Incentives Resource: Sample Evaluation Form Resource: Sample Recognition Letter Corrective Action Plans Root Cause Analysis Self-Disclosure and Return of Overpayments External Investigations Government Settlements: Corporate Integrity Agreements and Integrity Agreements Resources